Miranda’s
Failure To Protect The Innocent Exposed in False Confession Study
By
Hans Sherrer
Justice:Denied
magazine, Issue 27, Winter 2005, page 17
Whether in a movie, television or real life, many millions of people
have heard the Miranda warning:
“You
have the right to remain silent. Anything you say can and will be used
against you in a court of law. You have the right to be speak to an
attorney, and to have an attorney present during any questioning. If
you cannot afford a lawyer, one will be provided for you at government
expense.”
However
the Miranda warning is a phrase that is as little understood as it is
commonly known. So a pertinent question is: Why did the Supreme Court
rule in Miranda
v. Arizona, 384 U.S. 436
(1966), that a person “questioned while in custody or
otherwise deprived of his freedom of action in any significant
way,” must first be informed of his or her rights to remain
silent and to consult with an attorney? 1
The answer to that question is clarified by briefly explaining several
Supreme Court decisions that proceeded Miranda.
In 1936 the Supreme Court ruled in Brown
v. Mississippi,
297 U.S. 278 (1936) that a confession obtained by the use of physical
torture is a violation of the person’s Sixth Amendment right
to due process. In its decision the Court stated:
Further
details of the brutal treatment to which these helpless prisoners were
subjected need not be pursued. It is sufficient to say that in
pertinent respects the transcript reads more like pages torn from some
medieval account than a record made within the confines of a modern
civilization which aspires to an enlightened constitutional government.
2
... That complaint is not of the commission of mere error, but of a
wrong so fundamental that it made the whole proceeding a mere pretense
of a trial and rendered the conviction and sentence wholly void.
… Coercing the supposed state’s criminals into
confessions and using such confessions so coerced from them against
them in trials has been the curse of all countries. It was the chief
inequity, the crowning infamy of the Star Chamber, and the Inquisition,
and other similar institutions. The constitution recognized the evils
that lay behind these practices and prohibited them in this country. 3
Four years later, in Chambers
v.
Florida,
309 U.S. 227 (1940), the Court extended application of the due process
clause to a confession obtained by the use of psychological torture
techniques. The Court stated in part:
For
five days, petitioners were subjected to interrogations culminating in
Saturday’s (May 20th) all-night examination. Over a period
of five days, they steadily refused to confess, and disclaimed any
guilt. The very circumstances surrounding their confinement and their
questioning, without any formal charges having been brought, were such
as to fill petitioners with terror and frightful misgivings. Some were
practical strangers in the community; three were arrested in a
one-room farm tenant house which was their home; the haunting fear of
mob violence was around them in an atmosphere charged with excitement
and public indignation. From virtually the moment of their arrest until
their eventual confessions, they never knew just when any one would be
called back to the fourth floor room, and there, surrounded by his
accusers and others, interrogated by men who held their very lives --
so far as these ignorant petitioners could know -- in the balance. The
rejection of petitioner Woodward’s first
“confession,” given in the early hours of Sunday
morning because it was found wanting, demonstrates the relentless
tenacity which “broke” petitioners’ will
and rendered them helpless to resist their accusers further. To permit
human lives to be forfeited upon confessions thus obtained would make
of the constitutional requirement of due process of law a meaningless
symbol.
We
are not impressed by the argument that law enforcement methods such as
those under review are necessary to uphold our laws. …
Today, as in ages past, we are not without tragic proof that the
exalted power of some governments to punish manufactured crime
dictatorially is the handmaid of tyranny. Under our constitutional
system, courts stand against any winds that blow as havens of refuge
for those who might otherwise suffer because they are helpless, weak,
outnumbered, or because they are nonconforming victims of prejudice
and public excitement. Due process of law, preserved for all by our
Constitution, commands that no such practice as that disclosed by this
record shall send any accused to his death. No higher duty, no more
solemn responsibility, rests upon this Court than that of translating
into living law and maintaining this constitutional shield deliberately
planned and inscribed for the benefit of every human being subject to
our Constitution -- of whatever race, creed or persuasion. 4
So
for decades prior to Miranda,
a confession deemed to have been the product of either physical or
psychological torture was inadmissible as evidence against a defendant
under the Federal constitution’s Sixth Amendment due process
clause (and applicable to the State’s under the Fourteenth
Amendment – since both
Brown
and Chambers
originated as state cases.).
In contrast, Ernesto Miranda’s appeal to the Supreme Court
revolved around the issue of when a confession is constitutionally
admissible as evidence in a criminal proceeding under the Fifth
Amendment’s bar against self-incrimination and the Sixth
Amendment’s affirmation of the right to the assistance of
counsel. In its majority opinion, the Court recognized in Miranda
that many known physical techniques can effectively induce a person to
involuntarily confess to a crime. 5
The Court also recognized that while they were less well known than
physically coercive methods, psychologically coercive techniques
intended to induce a state of mental disorientation were actually more
widely used to elicit an incriminating statement or confession. 6
However irrespective of the method(s) used, the Court gave notice that
there is an all too real possibility that an innocent person will be
induced to falsely confess when subjected to a police interrogation. 7
The
Court further recognized that compounding the possibility of falsely
confessing, is that an interrogated person who isn’t
counseled by a lawyer is more likely to involuntarily waive his or her
right to remain silent than a person who doesn’t have counsel
available. 8
Premised
on the idea that the Fifth Amendment only protects a person against an
involuntary confession, and that in the absence of counsel a person is
more likely to involuntarily confess, the Miranda
decision approached the enforcement of that amendment’s
protection by establishing a ‘procedural waiver
test’ that would be administered by a law enforcement
officers involved. Hence, if a person is informed of his or her rights
to remain silent and consult with an attorney prior to being questioned
in a custodial setting about a crime, and that person does not exercise
those rights, then he or she is legally presumed to have
“voluntarily, knowingly, and intelligently” waived
them. 9
Henceforth, anything the person says that may be incriminating is
legally admissible as evidence unless it can be proved to be the
product of physical and/or psychological torture. Thus under Miranda
and its progeny, as long as a law enforcement officer follows the
proper procedure of obtaining a Miranda waiver from a person in custody
and doesn’t engage in actions determined to be tortuous, a
suspect’s confession can be used as evidence against him or
her.
However,
in spite of the Supreme Court’s recognition of how effective
psychological techniques are at coercing a confession, it overlooked
the use of such techniques to induce an unintelligent, unknowing and/or
involuntary Miranda waiver - after which the interrogated
person’s statements would be admissible against him or her.
The Court also overlooked the use of psychological techniques to induce
a person who invokes his or her right to remain silent and consult with
an attorney, to then reverse that decision and waive those rights prior
to having an opportunity to talk with a lawyer. Those oversights by
the Court were succinctly noted in a 1987 Harvard Law Review
article by
Charles J. Ogletree, Are
Confessions
Really
Good For the Soul?: A Proposal To Mirandize Miranda:
Although
Miranda warnings may seem adequate from the detached perspective of a
trial or appellate courtroom, in the harsh reality of a police
interrogation room they are woefully ineffective. My own experience as
a public defender has been that many suspects make statements during
the process of police interrogation and are surprised to learn
thereafter that they had a constitutional right to remain silent or to
have an attorney present during questioning. This pattern suggests
that Miranda warnings as currently delivered by the police are not an
effective means of informing suspects both of the existence and extent
of their privilege against self-incrimination and of their right to
consult with counsel before they make any statements. My clients and my
colleagues’ clients often report that, notwithstanding the
warnings, they believed either that their silence could be used against
them as evidence of guilt or, more frequently, that by remaining silent
they would forfeit their opportunity to be released on bail.
These
reports reflect a serious flaw in the Miranda
majority’s hope that suspects would decide to waive their
rights only “voluntarily, knowingly, and
intelligently.” (Miranda,
384 U.S. at 444) Under Miranda,
the police themselves have the responsibility to advise a suspect of
her rights. The police, however, have little interest in protecting the
suspect’s right to a knowing and intelligent waiver. Their
objective is to obtain a confession, and therefore it is unlikely that
they will fully inform the suspect of her right to counsel or her right
to remain silent, or dispel misconceptions about those rights.
Moreover,
when a suspect is confronted by the police, whether on the street, at
the police station, or at home, there appears to be an almost
irresistible impulse to respond to the accusations, notwithstanding the
Miranda warnings. In these settings, police may be accusatory, or
appear to empathize with the suspect, or imply that cooperation is in
the suspect’s best interest, or simply lie about the strength
of the evidence against the suspect. Suspects generally hope that by
responding they will in some way improve their position. Suspects,
generally unprepared for the trickery or outright deceit the police may
use, are often coerced into confessing or incriminating themselves once
they have waived their rights and agreed to talk. Even those who
initially invoke their right to silence and request the assistance of
counsel face pressure to waive those rights. Indigent suspects are
likely to be told that counsel will not be available for hours or, in
some jurisdictions, days. In these extra-judicial settings, Miranda
warnings do not ensure that defendants will waive their rights only
“voluntarily, knowingly, and intelligently.” 10
Those
observations about the practical ineffectiveness of the Miranda
decision to protect a suspect’s right against
self-incrimination are consistent with Patrick Malone’s
observation in the American Scholar the previous year (1986), that
reciting the Miranda warning to suspects “has not appreciably
affected the confession rate.” 11
So
twenty years after the Miranda warning was mandated, keen observers
explained in respected journals that it was only providing a criminal
suspect with an illusory shield of protection under the Fifth
Amendment’s right against self-incrimination and the Sixth
Amendment’s right to counsel.
Thus
the Arizona Supreme Court’s holding in Miranda
- “We hold that a confession may be admissible when made
without an attorney if it is voluntary and does not violate the
constitutional rights of the defendant.” 12
- that the Supreme Court rejected upon review, has prevailed in actual
practice.
One
expected consequence of the failure of Miranda
to protect a person targeted for a criminal interrogation against
incriminating him or herself, is that it would be ineffective at
protecting an innocent person from falsely confessing to a crime. That
is more than a logical supposition, but a fact.
False
Confessions Have
Continued After Miranda
The
phenomena of false confessions has been explored in a number of legal
and lay articles, and books over the past several decades. That
literature was significantly contributed to by a March 2004 North Carolina Law Review
article by Professors Steven Drizin and Richard Leo. 13
Their 111-page article, The
Problem
of False
Confessions in the Post-DNA World,
is notable for two reasons: it reports on an analysis of 125 cases of
false confession, more than twice as many as any previous study; and it
only includes proven cases of false confession. The crux of the article
is identifying how and why a false confession can have a causal role in
a wrongful conviction. The article’s six parts are
summarized as follows:
- Part I discusses from a
historical perspective, the study of wrongful convictions and the
prominent role that false confessions have played in such studies. Part
I also discusses the development of DNA testing and its role in
renewing interest in the study of wrongful convictions.
- Part II highlights the
connection between police interrogation methods and false confessions,
focusing principally on the social psychology of false confessions and
research on the causes and consequences of false confessions.
- Part III discusses the
methodology used to compile the false confessions that make up the
database of case studies analyzed in the article, and the limitations
of the data.
- Part IV sets forth the
quantitative findings gleaned from the false confession cases included
in the article.
- Part V takes a more
qualitative approach to the false confession data by highlighting some
of the common themes and trends that emerge from the cases studied, and
describing illustrative cases in some detail.
- Part VI makes three policy
recommendations that would be expected to reduce incidences of false
confession. It also highlights some recent positive developments that
suggest reforms designed to reduce the frequency of false confessions
may stand a better chance of being implemented now than ever before.
Each of the article’s six parts will be briefly explained.
Part
I
The
first study in this country that attempted to quantify the causes of
wrongful convictions was Miscarriages
of Justice
in Potentially Capital Cases
by Professors Hugo Bedau and Michael Radelet. Their 1987 Stanford Law
Review article analyzed 350 cases of wrongful conviction from 1900 to
1987. One of their findings was that a false confession was involved in
14% of those cases. Two other studies of wrongful convictions since
1987 found a false confession was involved in 18% and 24% of the 28 and
62 cases that were respectively examined in those studies. Furthermore,
25% of the people exonerated by DNA evidence through 2003 had falsely
confessed. (904) So research during the past two decades has confirmed
that between 1/4th and 1/7th of exonerations involved a person who
falsely confessed. A confession is considered damning evidence of
guilt, and the wrongful conviction of those people was based wholly or
in part on his or her false confession.
One
of the prime values of an exoneration based on DNA evidence as
contrasted with witness recantation, disclosure of prosecution
concealed exculpatory evidence, etc., is it incontrovertibly proves
the person’s confession was false. Thus those exonerations
underscore the realness of the phenomena, while at the same time
undercutting the criticism of naysayers.
Part
II
Through
the first 35 years of the 20th-century, the police relied on
“third degree” methods of inflicting physical pain
and psychological torment to extract a confession from a stubborn
suspect. In the words of Drizin and Leo:
“These
techniques ranged from the direct and explicit use of physical violence
(such as beating, punching, kicking or mauling a suspect) to more
elaborate strategies of torture (such as the “sweat
box,” the “water cure,” and the
“electric monkey”) to physically and
psychologically coercive techniques that did not leave marks (such as
the use of a rubber hose, suffocation, extended incommunicado
interrogation, or food and sleep deprivation) to lesser forms of
psychological duress such as threats of harm and promises of leniency.
As Ernest Jerome Hopkins wrote in the heyday of the third degree,
“there are a thousand forms of compulsion; our police show
great ingenuity in the variety employed.” (907-908)
Since
“third-degree” interrogation techniques began to be
less commonly used in the mid-1930s after the Brown
decision, the continuation of false confessions as a problem
may seem “counter-intuitive” to the vast majority
of people who haven’t experienced what predominately replaced
them - “the psychologically manipulative methods and
strategies of police interrogators.” (909) Consequently, many
people mistakenly believe “that an innocent person will not
falsely confess to a serious crime unless he is physically tortured or
mentally ill.” (909) However it is known the innocent people
who falsely confess are not limited to the tortured or mentally
unbalanced.
The
article identifies that a significant reason false confessions occur is
because a person targeted for interrogation is presumed guilty - and
that belief provides a justification for the use of techniques that are
designed to extract a confession that is likewise presumed to be true.
Drizin and Leo observe, “Because it is designed to break the
anticipated resistance of an individual who is presumed guilty, police
interrogation is stress inducing by design; it is intentionally
structured to promote isolation, anxiety, fear, powerlessness, and
hopelessness.” (910)
A
widely accepted explanation for the effectiveness of those techniques
to convince an innocent person to claim responsibility for something
he or she didn’t do, is known as The Decision-Making Model of
Confession. The authors write, “According to this model, the
interrogator’s goal is to persuade the suspect that the act
of admission is in his self-interest and therefore the most rational
course of action, just as the act of continued denial is against his
self-interest and therefore the least rational course of
action.” (912) Interrogators are aided in influencing a
person to think the pragmatic thing to do is confess - even if it
isn’t true - by the absence of legal restraints on police
lying to suspects. 14
The authors emphasize this by noting, “American police often
confront suspects with fabricated evidence, such as nonexistent
eyewitnesses, false fingerprints, make-believe videotapes, fake
polygraph results, and so on.” 15
The effect of those techniques is an accomplished interrogator is able
to make an innocent person do what intuitively seems irrational -
confessing to a crime - appear to be a rational means of minimizing the
punishment that person has accepted is likely unavoidable. That is
reflected in the fact that most false confessions are by
“cognitively and intellectually normal
individuals.” (918)
The
article also makes the point that, “Interrogation-induced
false confession has always been a leading cause of miscarriages of
justice in the United States.” (918) However an apparent
increase in the phenomena may be attributable to several reasons: In
recent decades there has been an increase in the number of people
prosecuted; and, in spite of the effectiveness of modern interrogation
techniques, police training manuals and seminars ignore that the
elicitation of a false confessions is a possible consequence.
Part
III
The 125 cases of false confession analyzed in the article are of people
proven innocent by one of four methods:
- It was objectively
established the crime never happened.
- It was objectively
established the person could not have committed the crime (such as
being in a different state.).
- The true perpetrator of the
crime was identified.
- Scientific evidence
- such as DNA - established the
person’s innocence.
To
emphasize that false confessions are a problem under the United
States’ current legal framework, the article only includes
cases that have occurred since the Supreme Court’s Miranda
decision. Many pre-1966 cases could have been included if Drizin and
Leo had chosen to do so. They also make the point that although the
frequency of false confessions is unknown, what is important
“from a scientific perspective” is gaining an
understanding of how and why they occur. (929)
Part
IV
Statistically
analyzing the article’s false confession data reveals some
interesting information. Thirty-five percent (35%) of the false
confessors were under 18 years old, 58% were 18 to 39, and only 7% were
40 or older. (Table 3) That tends to indicate that the very young are
disproportionately susceptible to falsely confessing, and that people
approaching and beyond middle age may be less prone to doing so.
Ninety-two
percent (92%) of the false confessions were to murder, attempted
murder, or rape. That can be due to a combination of two reasons: There
is more reporting of errors related to serious crimes; and a person
suspected of a serious crime is more likely to be subjected to an
intense interrogation. The effectiveness of modern psychological
techniques is indicated by 50% of the interrogations lasted 12 hours or
less and 89% lasted 24 hours or less. (Table 7) In contrast, the
defendants in Brown v.
Mississippi (1936)
didn’t break until after five days of physical torture.
Forty-four
of the false confessions resulted in a conviction, with nine innocent
people sentenced to death, ten to life in prison, and eight to more
than 20 years in prison. (Table 8) Of those convicted people, 61% were
imprisoned for more than six years before their exoneration. (Table 10)
The article also relates that, “a false confessor who chooses
to take his case to trial stands more than an 80% chance of conviction,
despite the fact that he is officially presumed innocent, that he is in
fact innocent, and that there is no reliable evidence confirming or
supporting his false confession.” (959) That finding
indicates how prejudicial a false confession is to judges and jurors,
even if it is demonstrably false and the person explains the unsavory
details to the judge and/or jury of what the police did to obtain it.
(960)
Part
V
There
are identifiable trends among false confessors. One is children,
juveniles, and the mentally ill and impaired are particularly
vulnerable to being induced to falsely confess. Two other trends are
that more than 30% of the case’s studied involved more than
one person falsely confessing to the same crime, and several defendants
falsely confessed to multiple crimes. (Table 6, 972, 981)
Jerry
Frank Townsend’s experience in Florida is an extreme example
of how readily a false confession unsubstantiated by corroborating
evidence is believed. Beginning in 1980 he was convicted on four
separate occasions over a period of almost three years, of a total of
six murders and one rape. (983-986) No physical evidence linked
Townsend to any of the crimes, and all the convictions were based on
his false confessions. Through a variety of means proof of
Townsend’s innocence came to light, and the last of his
wrongful convictions was vacated in 2001 after he had been imprisoned
for 22 years. (983-986, esp. 986)
A
bizarre consequence to an exonerated person can be their subsequent
prosecution for having falsely confessed. After David Saraceno was
convicted of arson based on his false confession to burning 15 school
buses in Connecticut, his lawyer learned that the prosecution had
concealed the identity of the actual arsonists. Burned by the
disclosure of their duplicity, the prosecutors would only agree to
dismiss the arson charge without a fight if Saraceno pled guilty to
“hindering prosecution by falsely confessing.”
(991) In another case, Teresa Sornberger falsely confessed that she
served as the lookout while her husband robbed a bank, and that she
drove the getaway car. However before the couple’s trial,
bank surveillance tapes proved their innocence. Nevertheless, Mrs.
Sornberger’s prosecutors would only agree to voluntarily drop
the bank robbery charges if she pled “guilty to obstructing
justice for giving false information to authorities.” (992)
One
of the studies more disheartening findings is that the innocence of
nearly a quarter (24%) of known convicted false confessors is not
proven until after his or her sentence is served in full. (Table 14)
Part
VI
The article concludes with three suggested courses of action to help
alleviate false confessions.
- “Electronically
record the entirety of all custodial interrogations of
suspects.” (993) As of January 2005. Alaska and Minnesota are
the only two states that require the recording of interrogations -
although Illinois is scheduled to begin doing so in July 2005. Federal
law enforcement agencies aren’t required to record
interrogations. The importance of recording an interrogation as a
method to help ensure the integrity of a confession has been recognized
for more than forty years. In 1961, five years before the Miranda
decision, ACLU attorney and future U.S. Magistrate Judge Bernard
Weisberg argued for the need of “a record from start to
finish of any interrogation in a police station.” (994)
- Increase the
“education and training” of police interrogators
about how and why a person falsely confesses, with particular attention
focused on the people most vulnerable - juveniles and the
developmentally challenged.
- DNA testing should promptly
be conducted when testable physical evidence exists. That would either
expose a false confession, or exclude a person as a suspect before he
or she falsely confesses.
Miranda
Fails to Protect the Rights to Silence and Counsel
Professors
Drizin and Leo’s study is a significant contribution to
understanding the phenomena of false confessions, and their suggestions
to help minimize them are sound. Although they don’t
directly raise the issue, their study provides persuasive evidence that
false confessions continue to be a serious problem in the United States
because the Miranda warning fails to effectively shield a suspect from
the de facto coercive effects of modern police interrogation
techniques. Consequently, their study provides empirical support for an
idea that would give teeth to the suggestion in Miranda
that interposing a lawyer between a suspect and his or her would be
interrogators may be the only way a person can meaningfully exercise
their right to remain silent. In 1987 Charles Ogletree wrote in Are Confessions Really
Good For the Soul?:
I
would propose the adoption, either judicially or legislatively, of a
per se rule prohibiting law enforcement authorities from interrogating
a suspect in custody who has not consulted with an attorney. If, after
conferring with counsel, a suspect desires to make a statement, it may
be used against her. Any statements made without the assistance of
counsel, however, would be inadmissible. This solution completes the Miranda
Court’s effort to reconcile conflicting doctrine on
confessions in a way that maintains this nation’s commitment
to an accusatorial rather than an inquisitorial system of criminal
justice, and reaffirms the constitutional values that motivated the
decision. 16
Although
it doesn’t go as far as Ogletree’s proposal to
protect a criminal suspect’s rights, the Canadian Supreme
Court adopted a brightline rule in the 1990 case of R. v. Brydges
(1 S.C.R. 190) that has similarities to his suggestion. In Brydges
the Court ruled that under the Canadian Charter of Rights and Freedom,
“A detainee is advised of the right to retain and instruct
counsel without delay because it is upon arrest or detention that a
detainee is faced with an immediate need for legal advice, especially
in respect of how to exercise the right to remain silent.” 17
The Brydges
rule goes beyond the Miranda
rule because it not only mandates that the police have an obligation to
inform a detained or arrested suspect of their right to retain legal
counsel, but that if they can’t afford private counsel,
“the police must furnish the detained or accused person with
basic information about how to access those free legal services that
are available in any particular jurisdiction for the benefit of persons
who have been arrested or detained (for example, by calling a toll-free
number or by being provided with a list of the telephone numbers of
lawyers who act as duty counsel).” 18
That mandate undercuts a tactic used by interrogators in this country
that emasculates the meaning and the spirit of the Miranda rule: After
reciting the Miranda warning, and in the instant before the person can
respond that they want to talk to a lawyer, the interrogator injects
that they can talk and anytime the suspect wants to stop they will do
so. Experienced interrogators report that psychological trick is very
effective at inducing a suspect to begin talking – even
though the person’s actual intent is to exercise their right
to consult with a lawyer before waiving their right to remain silent.
In the 1994 case of R.
v Bartle
(3 S.C.R. 173), the Canadian Supreme Court amplified on the reason for
the Brydges rule:
“a
person who is ‘detained’ … is in
immediate need of legal advice in order to protect his or her right
against self-incrimination and to assist him or her in regaining his or
her liberty. … [B]ecause the purpose of the right
to counsel … is about providing detainees with meaningful
choices, it follows that a detainee should be fully advised of
available services before being expected to assert that right,
particularly given that subsequent duties on the state are not
triggered unless and until a detainee expresses a desire to contact
counsel. … [T]he purpose of the right to counsel would be
defeated if police were only required to advise detainees of the
existence and availability of legal aid after some triggering of the
right by the detainee.” 19
Yet
the very process decried by the Canadian Supreme Court in Bartle
as ineffective at protecting a person’s rights, is the norm
in this country. The consequence is a plethora of false confessions.
It
was proposed in a 1996 article by Grace Ashikawa, R. v. Brydges: The
Inadequacy of Miranda and a Proposal To Adopt Canada’s Rule
Calling For The Right To Immediate Free Counsel,
that the U. S. follow in the footsteps of Canada by adopting a rule
that people who are detained or arrested shall automatically be
provided by the police with contact information (including toll free
numbers when applicable), so they can immediately consult with a lawyer
prior to making any decision about whether or not to waive their right
to remain silent. 20
Although such a rule would fall short of Ogletree’s proposal,
it would go far beyond the Miranda rule by contributing to
short-circuiting the subtle and not so subtle physical and/or
psychological pressures that are exerted on a detained or arrested
person in this country to waive his or her right against
self-incrimination without having a meaningful opportunity to consult
with a lawyer. As Ogletree pointed out in Are Confessions Really
Good For the Soul?, police
interrogators are trained to use techniques that can cause a person to
‘involuntarily, unknowingly and unintelligently’
waive their right to remain silent and consult with a lawyer. 21
The
importance of requiring pre-interrogation attorney consultation is
underscored by Drizin and Leo’s finding that even
“cognitively and intellectually normal individuals”
are susceptible to falsely confessing when subjected to standard
interrogation techniques. 22
That a large majority of suspects succumb to police psychological
tactics is supported by Professor Leo’s report in a previous
article, Miranda’s
Revenge (1996), that 81% of
the 182 suspects he observed being interrogated waived their right to remain silent
and consult with a lawyer. 23
Leo’s real-world finding that a large percentage of people
waive their rights was corroborated by an academic study involving 72
“subjects” (32 men and 40 women). Those
participants were randomly assigned the role of either
“stealing” or not “steal” $100
from a drawer. When subjected to standard interrogation techniques, 81%
of the innocent people waived their rights, while only 36% of those who
“stole” the $100 waived their rights. Psychology
Professors Saul Kassin and Rebecca Norwick conducted the study. They
wrote about its results in Why
People Waive Their
Miranda Right, published in
April 2004 in the journal Law
and
Human Behavior.
24
Thus both Leo’s real-world findings and Kassin and
Norwick’s academic findings suggest that an interrogated
suspect who is actually innocent naively believes their innocence will
protect him or her from saying something incriminatory. An innocent
person is consequently very likely to submit to what they
don’t understand is a full-scale criminal interrogation by
experts trained in techniques proven to elicit a confession.
Unfortunately those techniques are indiscriminate in their ability to
extract a false confession from an innocent person as easy as, or
perhaps easier than a valid one from a guilty person.
Although
Drizin and Leo don’t indicate in their article that they
intended to do so, its documentation of the prevalence of false
confessions by people who were induced to waive their right to remain
silent provides empirical evidence that Miranda
only created the appearance of protecting important rights, while
actually leaving them open to being routinely emasculated by the
police. Thus, their article provides scholarly confirmation that Miranda
has been a failure at protecting the right against self-incrimination
of a suspect presumed under the law to be innocent - and who all too
often is in fact innocent – while exposing as unfounded, the
claim of Miranda’s
critics that it impairs law enforcement efforts to secure a confession.
Drizin
and Leo have consequently provided solid evidence that reliance on
physically and/or psychologically coercive interrogation techniques is
not only inhumane – which the Supreme Court acknowledged over
60 years ago – but that they produce information of
questionable or even zero practical value – which the Court
recognized almost 40 years ago.
The
known susceptibility of a lone person to an authority
figure’s suggested course of action is a compelling reason to
bar exposure of a person - who is legally presumed to be innocent - to
an interrogator without prior and ongoing access to counsel. (See on
page 18, the accompanying article, 69%
of Innocent People in
Experiment Signed False Confession.)
However
The
Problem of False Confessions in the Post-DNA World
clearly demonstrates that in spite of that knowledge being known for
many decades - neither the Supreme Court nor Congress has done anything
to ensure the effective protection of an interrogated
person’s right to remain silent and consult with a lawyer -
that would not only reduce the incidence of false confessions, but
convey the importance of respecting those rights by law enforcement
officers, prosecutors and judges.
Postscript
The
research underlying The
Problem of
False
Confessions in the Post-DNA World
has importance beyond what it reveals about the unreliable results that
can be expected from the interrogation techniques used on criminal
suspects in this country. There has been worldwide reporting about the
coercive interrogation methods used at U.S. detention facilities in
Guantanamo Bay and other places. The information in the article also
supports the supposition that those techniques can be expected to
result in any number of false admissions of guilt, or the elicitation
of other forms of inaccurate information.
Thus
the condemnation of coercive techniques tantamount to torture in any
circumstance by the United Nations’ Declaration on the
Protection of All Persons from Being Subjected to Torture and Other
Cruel, Inhuman or Degrading Treatment or Punishment,
25
and the Geneva Convention’s barring of torture of combatants
or civilians during an armed conflict 26
are more than an application of humane treatment to a vulnerable
person, but they are consistent with the practical recognition that
torture is impractical as a reliable information gathering technique.
Endnotes:
1
Miranda
v. Arizona, 384 U.S. 436, 445
(1966)
2
Brown
v. Mississippi, 297 U.S. 278
(1936); 1936.SCT.40147, ¶ 20 (versuslaw.com) (emphasis added).
3
Brown,
297 U.S. 278; 1936.SCT.40147, ¶ 26 (versuslaw.com).
4
Chambers
v. Florida, 309 U.S. 227,
239-241 (1940)
5
Miranda,
384 U.S. 436 at 446.
6
Miranda,
384 U.S. at 447-448 (“Again we stress that the modern
practice of in-custody interrogation is psychologically rather than
physically oriented.” Id. at 448]
7
Miranda,
384 U.S. at 447.
8
Miranda,
384 U.S. at 465-466.
9
Miranda,
384 U.S. at 444.
10
Are
Confessions Really Good For the Soul?: A Proposal To Mirandize Miranda,
Charles J. Ogletree, 100 Harvard
L.
Rev
1826 (1987), at 1827-1829.
11
You
have the Right to Remain Silent,
Patrick A. Malone, American
Scholar,
Summer, 1986, pp. 367-380.
12
The
Problem of False Confessions in the Post-DNA World,
Drizin, Steven A. and Richard A. Leo. , 82 N.C. L. Rev.
891-1007 (2004).
13
State
v. Miranda, 401 P.2d 721, 98
Ariz. 18, 1965.AZ.40322, ¶121
<http://www.versuslaw.com>
14
The acceptability of police lying during an interrogation has been
analyzed in several articles. See e.g., Trust, Lies, and
Interrogations, Margaret L.
Paris, 3 Va.
J. Soc. Policy & Law
3 (1995); and, Confessions
Induced
by
Broken Government Promises,
Professor Welsh S. White, 43 Duke
L.J.
947 (1994).
15
The
Problem of False Confessions in the Post-DNA World,
supra,
at 913.
16
Are
Confessions Really Good For the Soul?,
supra
at 1830-1831.
17
R.
v. Brydges, 1 S.C.R. 190
(1990).
18
Subsequent
Decisions Of The Supreme Court Of Canada - A Review of Brydges Duty
Counsel Services in Canada,
2.2, Department of Justice Canada website,
http://canada.justice.gc.ca/en/ps/rs/rep/rr03_lars/rr03_lars_003A.html
(last visited January 18, 2005)
19
R.
v Bartle, 3 S.C.R. 173, at
300, 302 (emphasis added).
20
R.
v. Brydges: The Inadequacy of Miranda and a Proposal To Adopt
Canada’s Rule Calling For The Right To Immediate Free Counsel,
Grace F. Ashikawa, Southwestern
Journal of
Law and Trade in the Americas,
Vol. III, No. 1, 1996, pp. 245-268.
21
Are
Confessions Really Good For the Soul?,
supra,
at 1827-1829.
22
The
Problem of False Confessions in the Post-DNA World,
supra,
at 918.
23
Miranda’s
revenge: Police interrogation as a confidence game,
Richard A. Leo, Law and
Society
Review,
30, 259–288 (1996).
24
Why
People Waive Their Miranda Rights: The Power of Innocence,
Saul M. Kassin and Rebecca J. Norwick, Law and Human Behavior,
Vol. 28, No. 2, April 2004, 211-221.
25
Adopted by General Assembly resolution 3452 (XXX) of 9 December 1975.
26
Torture is forbidden by the Geneva Conventions, both in cases of
internal conflicts (Convention I, Art. 3, Sec. 1A), wounded combatants
(Convention I, Art. 12), civilians in occupied territories (Convention
IV, Art. 32), civilians in international conflicts (Protocol I, Art.
75, Sec. 2Ai) and civilians in internal conflicts (Protocol II, Art. 4,
Sec. 2A).